ELITEZ ADVISORS (GREAT EASTERN) / Life Planner
M5 - Rules And Regulations For Financial Advisory Services
Objectives To test candidates on their knowledge and understanding of the: - Regulatory framework governing financial advisers and representatives under the FAA; - Financial Advisers Regulations (FAR); - Notices and Guidelines governing all financial advisory activities in respect of investment products; - Distribution or marketing of specific functionally similar investment products, namely, life Insurance policies and collective investment schemes, including unit trusts. - Process of conducting a proper clients’ needs analysis; CPF and its schemes.